NICSA Webinar: AML Regulatory changes impacting Mutual Funds
Webinar
1/26/2011
2:00 pm - 3:00 pm
On January 26, 2011 from 2:00 p.m. – 3:00 p.m. EST, Steve Ganis will present in a webinar focused on exploring the operational and recordkeeping challenges for firms and their service providers in adhering to the Travel Rule. Steve will join a panel including Anthony D'Elia, Vice President and Director of Compliance AllianceBernstein L.P., Charles Hawkins, Vice President and Senior Director, Enterprise Investor Services
BNY Mellon Asset Servicing, and Eileen O’Neill, Project Officer, Regulatory Policy and Programs Division FinCEN.
For additional details and registration information, please click here.
