2020 Securities Enforcement Forum West

May
12
2020

Date: May 12, 2020

Time: 8:15AM - 5:30PM (PST)

Location: Online

Securities Enforcement Forum West is a unique, one-day conference that brings together hundreds of current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. In light of global precautions for the COVID-19 Coronavirus, this year’s conference will be a virtual event, taking place online on Tuesday, May 12, 2020. It will feature a Keynote speech from Steven Peikin, Co-Director of the SEC’s Division of Enforcement. 

Mintz is pleased to offer friends of the firm free registration to this event. Mintz member Sean Prosser will be participating in a panel titled, “Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation,” beginning at 3:00 pm PST. If you are interested in attending this event free of charge, please use the code MINTZ2020 at registration.

*All times noted are Pacific Daylight Time

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Speakers

Professional_Cropped_Prosser_Sean_Mintz

Sean T. Prosser

Panelist

Sean T. Prosser is a Mintz Member and former SEC enforcement attorney who defends clients facing shareholder litigation; SEC, FINRA & DOJ investigations and actions; and other government and regulator investigations and enforcement proceedings. He has a substantial securities litigation practice.