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Securities Advisory: Section 16 Amendments



9/5/2002

The SEC adopted rules implementing changes to Section 16(a) of the Securities Exchange Act of 1934 which went into effect August 29, 2002. This Advisory discusses those changes, the SEC's amendments to Forms 4 and 5, and how companies can conform to those rules changes. Electronic filing of the forms and website disclosure is also discussed. The advisory contains a sample Form 4 and its instructions in its appendix.

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