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Ensuring Effective Broker-Dealer SAR Programs

The SAR Activity Review
5/2009
Steve Ganis

Steve Ganis, Of Counsel in Mintz Levin's Litigation section, co-authored an article in the 15th issue of The SAR Activity Review, a publication by the Financial Crimes Enforcement Network of the U.S. Department of the Treasury. The article is entitled, "Ensuring Effective Broker-Dealer SAR Programs."

To view the article on the FinCEN website, please click here and navigate to page 44 of the issue (page 47 of the PDF).

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