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Using Finders to Assist in Financings: Understanding the Risks Associated with Unregistered Broker-Dealers

Practical Law Company
12/2011
Steve Ganis, Jeremy D. Glaser and Jake Romero

In this article, "Using Finders to Assist in Financings: Understanding the Risks Associated with Unregistered Broker-Dealers," published by Practical Law Company in December 2011, Mintz Levin attorneys Steve Ganis, Jeremy D. Glaser and Jake Romero discuss the risks associated with the use of finders by early-stage companies to assist in locating potential investors.

Click here to read the full article.

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