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Stephen J. Gulotta, Jr.

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New York
212.692.6769



Education

  • Fordham University (JD, with honors, 1981)
  • University of Colorado (BA, Mathematics, 1978)

Bar Admissions

  • New York

Stephen is Managing Member of the New York office, and heads the Corporate Securities Practice in New York. He also serves on the firm’s Policy Committee and Lateral Hiring Committee.

Stephen represents both public and private companies in a broad range of domestic and international transactions, including mergers and acquisitions, public and private offerings of securities, venture capital and private equity investments, leveraged buyouts, recapitalizations, restructurings, joint ventures, and strategic alliances. He has counseled clients in diverse industries, including financial services, health care, telecommunications, consumer products, electronics, hospitality, and sports and entertainment.

Stephen has worked extensively with acquirers, targets, special committees, stakeholders, and advisors in a variety of domestic and cross-border M&A transactions.

Stephen also has extensive experience in corporation and partnership finance, having represented underwriters, issuers, and investors in transactions involving diverse financial products. In light of his past experience in investment banking, Stephen brings specialized knowledge to the representation of investment banking firms in their representation of clients in M&A transactions, including in connection with the conduct of auction processes and the rendering of fairness opinions.

Before joining the firm, Stephen was a partner in the corporate and securities practice of a New York law firm. Earlier, he was involved in investment banking, serving first as general counsel and as a member of the Corporate Finance Department and Management Committee of Commonwealth Associates, and later as a co-founder and president of Barington Capital Group, LP, two concerns providing services to small and mid-sized capitalization companies. Previously, he had been a partner in another large New York law firm.

While in law school, Stephen was a member and an associate editor of the Fordham Law Review.

Representative Matters

  • The acquisition of Friedrich Air Conditioning Co., Ltd. by Corinthian Capital Group, LLC
  • The sale of Adolor Corporation, a publicly traded developer of prescription pain and pain management products, to Cubist Pharmaceuticals, Inc. (represented financial advisor to target)
  • The sale of Omega Engineering, Inc., a leading manufacturer and marketer of products and customized solutions in the process measurement and control industry, to Spectris plc
  • The sale of American Technical Ceramics Corp., a publicly traded manufacturer of electronic components, to AVX Corporation
  • The sale of the Telx Group, Inc., a premier operator of telecommunications facilities, to GI Partners
  • The acquisition of the US securities brokerage business of Investec Ernst & Company by Maxim Group LLC
  • The sale of Teleponce Cable TV, the owner and operator of cable television systems in Puerto Rico, to Centennial Communications Corp.

Recognitions & Awards

  • New York Super Lawyers: Mergers & Acquisitions (2011 – 2014)
  • 2012 BTI Client Service All-Star
  • Martindale-Hubbell AV Preeminent

Professional & Community Involvement

  • Member, Association of the Bar of the City of New York
  • Secretary, Committee on Corporation Law, Association of the Bar of the City of New York (1987 – 1990)
  • Member, American Bar Association
  • Member, ABA Corporation, Banking and Business Law Section

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