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39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products

FIA Law & Compliance Division

May
5
2017

Date: May 5, 2017

Time: 11:00AM

Location: Omni Shoreham Hotel, Washington, DC

Topics

  • Crisis Management: Management of the Zombie Apocalypse
     

Mintz Levin's Therese Doherty will speak on the "Crisis Management: Management of the Zombie Apocalypse" workshop at the 39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products.

This workshop will tackle a scenario that includes everything that keeps you up at night and will give you suggestions on how to respond if such things happen at your firm. A panel of industry veterans will issue spot and problem solve with the help of the audience.

 

 

 

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Speakers

Therese M. Doherty is a Mintz litigator who develops creative strategies to drive successful outcomes for clients. The Legal 500 United States consistently ranks her as one of the nation's top securities lawyers. Therese has a national reputation for defending clients in government investigations.

Alex Guest

Speaker

Consultant, HSBC

Amy McCormick

Speaker

Managing Director, Compliance, National Futures Association

Kurt Windeler

Speaker

Senior Director, Market Regulation, Intercontinental Exchange

Patricia Donahue

Moderator

Senior Vice President, Chief Compliance Officer & Regulatory Counsel, Rosenthal Collins Group