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The Securities and Exchange Commission

SEC 32nd Annual Joint Regulatory Conference

Jun
26
2019

Date: June 26, 2019

Time: 8:00AM

Location: Sheraton Grand Los Angeles Hotel 711 South Hope Street, Los Angeles, CA 90017

The conference is a regulators-only meeting to discuss common enforcement and regulatory concerns; participants typically include the SEC, state securities regulators, self-regulatory organizations, and federal and state white-collar crime agents and prosecutors.
 

Speakers

Professional Cropped Prosser Sean Mintz

Sean T. Prosser

Speaker

Sean T. Prosser is a Mintz Member and former SEC enforcement attorney who defends clients facing shareholder litigation; SEC, FINRA & DOJ investigations and actions; and other government and regulator investigations and enforcement proceedings. He has a substantial securities litigation practice.