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White Collar Defense & Government Investigations

Vigorously Defending You in the Most Trying of Times

​Law enforcement and government regulatory agencies are casting a wider net and aggressively pursuing individuals and companies to detect wrongdoing. Being the target of an investigation can cost more than your reputation. We have a long and successful track record of representing individuals and businesses in some of the most highly publicized white collar criminal cases in the country — including Ruth Madoff in a variety of regulatory and investigative forums and lawsuits.

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Our Experience

Case Study
Mintz secured a highly favorable settlement for defendant Sungjin Cho and a complete dismissal of claims against his mother in a highly publicized SEC insider trading case.
Case Study
Mintz represented fantasy sports figures in the DraftKings / FanDuel federal and multistate regulatory controversy concerning the legality of fantasy sports and alleged misuse of insider information and unfair or deceptive practices. No charges were brought against the Mintz clients.
Case Study
Mintz secures unprecedented victory for Quality King Distributors and its CEO in price gouging case brought by New York State’s Attorney General.

Our Approach

Our white collar defense attorneys represent both individuals and businesses in a wide range of state, federal, and administrative criminal matters. Early on, we develop aggressive and creative strategies to resolve crises both inside the courtroom and in the public relations sphere.

By vigorously defending against allegations from the outset, we often succeed in convincing prosecutors not to proceed criminally against clients or to resolve matters short of indictment. However, when no negotiation is possible, we have a reputation for taking tough cases to trial and winning.

​Focus Areas
  • Anti-money laundering (AML)
  • Government investigations
  • Health care enforcement defense
  • Insider trading
  • Public corruption and campaign finance enforcement issues
  • Foreign Corrupt Practices Act (FCPA) and the UK Bribery Act
  • Cyber crimes
  • Securities and accounting fraud
  • Health care fraud
  • Congressional inquiries
  • Financial Industry Regulatory Authority (FINRA)
  • Corporate compliance and investigations
  • False Claims Act / qui tam
​FCPA & UK Bribery Act

Successfully guided individuals, companies, and financial institutions in resolving Foreign Corrupt Practices Act (FCPA) and UK Bribery Act compliance issues, including:

  • Assessing the adequacy of anti-bribery policies and procedures
  • Drafting and implementing new anti-bribery policies
  • Handling internal and government investigations
  • Team includes former supervisor of FCPA Unit at the DOJ
Additional Focus Areas
  • Internal investigations
  • Grand jury
  • Hobbs Act
  • Market manipulation
  • Regulatory enforcement
  • Securities violations
  • Tax offenses
  • Bid-rigging
  • Environmental crises
  • Antitrust
  • Bribery/extortion
  • Consumer protection (93A)
  • SPAC Litigation
​Noteworthy Facts
  • Attorneys who have served in government agencies, including the US Department of Justice, the SEC, US Attorneys’ Offices, and Offices of State Attorneys General.
  • Decades of experience representing individuals who are subjects, targets, or witnesses in government or internal investigations.
  • A record of successfully defending publicly traded companies, and their former and current officers and directors, in enforcement actions and civil and criminal fraud suits.

What Our Clients Are Saying

Meet Mintz

Our attorneys have represented individuals and businesses in some of the most highly publicized white collar criminal cases in the country.