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Mergers & Acquisitions in the RIA Industry

Jul
29
2020

Date: July 29, 2020

Time: 11:00AM - 12:00PM

Location: View the Webinar Recording

Due in part to the need for succession plans by owners, 2019 was the seventh consecutive record year for M&A activity in the registered investment adviser industry. 2020 looks to be another incredibly active year in the industry, with Fidelity reporting that RIA M&A activity has roared back to life despite the COVID pandemic. Mintz hosted a webinar with a distinguished panel who discussed the outlook for the future as well as lessons learned from both buyers and sellers in the industry.

Speakers

Professional Cropped Naughton Larry Mintz

Larry P. Naughton

Moderator

Larry Naughton is a Mintz corporate attorney who focuses on M&A deals, financings, and strategic agreements. He represents start-ups, emerging companies, and public companies as well as private equity and venture capital funds.
Professional Cropped Ganis Steve Mintz

Steve Ganis

Speaker

Steve Ganis is a government and private-sector lawyer at Mintz. His practice focuses on federal banking, securities, and derivatives laws, and he's recognized for his knowledge of anti-money laundering (AML) and sanctions regulations. Steve represents financial institutions and executives.

Richard Veidenheimer

Speaker

Managing Director, Adviser Investments

Elizabeth Nesvold

Speaker

Managing Director, Head of Asset & Wealth Management Investment Banking, Raymond James

Michael Tucci

Speaker

Co-Founder & CEO, Lexington Wealth