Mergers & Acquisitions in the RIA Industry
Jul
29
2020
Date: July 29, 2020
Time: 11:00AM - 12:00PM (EST)
Location: View the Webinar Recording
Due in part to the need for succession plans by owners, 2019 was the seventh consecutive record year for M&A activity in the registered investment adviser industry. 2020 looks to be another incredibly active year in the industry, with Fidelity reporting that RIA M&A activity has roared back to life despite the COVID pandemic. Mintz hosted a webinar with a distinguished panel who discussed the outlook for the future as well as lessons learned from both buyers and sellers in the industry.
Speakers
Larry P. Naughton
Moderator
Larry Naughton is a Mintz corporate attorney who focuses on M&A deals, financings, and strategic agreements. He represents start-ups, emerging companies, and public companies as well as private equity and venture capital funds.
Steve Ganis
Speaker
Steve Ganis is an investment management and financial services lawyer at Mintz. He regularly advises buyers and sellers of wealth management firms, investment advisers, and broker-dealers on due diligence and regulatory requirements for M&A transactions.
Richard Veidenheimer
Speaker
Managing Director, Adviser Investments
Elizabeth Nesvold
Speaker
Managing Director, Head of Asset & Wealth Management Investment Banking, Raymond James
Michael Tucci
Speaker
Co-Founder & CEO, Lexington Wealth