Introduction to Public Company/Securities Law – Part 2: Public Company Reporting and the Securities Exchange Act of 1934
Boston Bar Association
Sep
28
2022
Date: September 28, 2022
Time: 12:00PM - 1:00PM (EST)
Location: Online
This two-part series is designed for attorneys looking to understand the fundamentals of public offerings/private placement transactions and public company reporting. In this second installment, we will provide an overview of the public company reporting requirements of the Securities Exchange Act of 1934, including:
- Exchange Act registration
- Periodic reporting on Forms 10-K, 10-Q and 8-K
- Section 13 and 16 reporting
- Proxy solicitation
- Regulation FD
Registration Categories:
BBA Member - Free. Included as part of your membership.
Non-Member - $50.00
Speakers
John P. Condon
Speaker
John P. Condon focuses on securities, venture capital, debt financing transactions, and general corporate law at Mintz. He represents clients in the Life Sciences, MedTech, Tools, and Devices, Clean Tech & Renewables, and Health Care industries.
Keunjung Cho
Speaker
Keunjung "KJ" Cho is a Mintz attorney who focuses on securities offerings, corporate governance, credit facilities for investment funds, and formation of hedge funds and private equity funds.