Introduction to Public Company/Securities Law – Part 2: Public Company Reporting and the Securities Exchange Act of 1934

This two-part series is designed for attorneys looking to understand the fundamentals of public offerings/private placement transactions and public company reporting. In this second installment, we will provide an overview of the public company reporting requirements of the Securities Exchange Act of 1934, including:

• Exchange Act registration
• Periodic reporting on Forms 10-K, 10-Q and 8-K
• Section 13 and 16 reporting
• Proxy solicitation
• Regulation FD

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