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Introduction to Public Company/Securities Law – Part 2: Public Company Reporting and the Securities Exchange Act of 1934

Boston Bar Association

Sep
28
2022

Date: September 28, 2022

Time: 12:00PM - 1:00PM (EST)

Location: Online

This two-part series is designed for attorneys looking to understand the fundamentals of public offerings/private placement transactions and public company reporting. In this second installment, we will provide an overview of the public company reporting requirements of the Securities Exchange Act of 1934, including:

  • Exchange Act registration
  • Periodic reporting on Forms 10-K, 10-Q and 8-K
  • Section 13 and 16 reporting
  • Proxy solicitation
  • Regulation FD

Registration Categories:

BBA Member - Free. Included as part of your membership.

Non-Member - $50.00

Register for Event

Speakers

Professional Cropped Condon John Mintz

John P. Condon

Speaker

John P. Condon focuses on securities, venture capital, debt financing transactions, and general corporate law at Mintz. He represents clients in the Life Sciences, MedTech, Tools, and Devices, Clean Tech & Renewables, and Health Care industries.
Professional Cropped Cho_KJ Mintz

Keunjung Cho

Speaker

Keunjung "KJ" Cho is a Mintz attorney who focuses on securities offerings, corporate governance, credit facilities for investment funds, and formation of hedge funds and private equity funds.