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We’re Changing Our Name and Expanding Our Coverage

We are pleased to announce that we are joining forces with our colleagues in Mintz Levin’s Securities & Capital Markets Practice to provide more comprehensive coverage of all aspects of the federal and state securities laws and regulation, Delaware corporate law, and related topics. While continuing to blog about developments in securities and shareholder litigation and SEC enforcement, we will be adding more posts discussing public company reporting, disclosure, and compliance; capital market trends and best practices; and corporate governance matters, among other topics. To lead this expansion, veteran securities lawyers Megan Gates and Brian Keane are joining us as co-editors.

Reflecting these changes, we will also be changing the name of this blog from “Securities Litigation and Compliance Matters” to “Securities Matters.”  Visitors to the old site,, will be automatically redirected to the new site, If you are a subscriber to, your subscription will automatically transfer over to, so you do not need to make any changes.

Though our new name is shorter, our coverage will be broader. Our goal is to become a convenient, one-stop source of timely analysis and advice concerning new developments in securities and corporate law for public and private companies, directors and officers, and financial service providers.


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Chip Phinney

Breton Leone-Quick is an attorney who advises Mintz clients in the financial services industry in litigation matters and regulatory investigations. He leverages his understanding of federal securities laws and Delaware corporate laws to navigate complex crises and disputes.