Represented a chief executive and board chairman of a clean-energy company in connection with a high profile federal government corruption and bribery investigation.
Represented the chief operating officer and director of several foreign financial services companies in a DOJ Tax Division corporate tax fraud probe.
Represented CEO of one of the country’s largest Real Estate Investment Trusts (REITs) in internal investigation concerning portfolio marking issues.
Represented a professional basketball player agent in connection with allegations of NCAA rules violations and related assertions of federal mail and wire fraud.
Counseled an investment advisory firm in a SEC "pay to play" investigation.
Represented professional athlete in SEC investigation of alleged cryptocurrency touting violation.
Represented an international food company’s general counsel in a federal grand jury investigation.
Counseled an advisor at a Fortune 100 financial institution in a DOJ insider trading investigation.
Represented CFO of publicly traded food service company in SEC and DOJ accounting fraud and tax investigation.
Represented a US bank’s chief anti-money laundering officer in a criminal investigation of alleged anti-money laundering and Bank Secrecy Act violations.
Represented a records systems and services company in connection with a federal government contracts/FCA investigation.
Represented a former program manager of a Fortune 500 weapons manufacturer in connection with a government contracts/FCA investigation into contracts to supply antiballistic missile systems to foreign countries.
Represented bitcoin trader in private dispute over multimillion dollar trading loss.
Counseled an international market consulting firm CEO and founder in a federal market manipulation and money laundering case.
Represented a construction and paving industry company in connection with a DOJ Antitrust bid-rigging investigation.
Advised employees of major international financial institutions amid multiple DOJ, CFTC, and foreign regulator investigations into alleged trading improprieties and anti-competitive actions; and in residential mortgage-backed security (RMBS) investigations by the DOJ, the SEC, and state regulatory authorities.
Represented an internet transaction payment provider company in connection with an internal investigation into a ransomware cyber/denial of service attack.
Represented parties in FCPA investigations, including numerous financial institution employees in a matter that also involved commercial bribery allegations; a former investment banking division chief of a major financial institution; and a founder and CEO of an international oil and gas company in a matter involving alleged indirect payments to a financial institution director.
Represented a company and individuals in an investigation that involved allegations of trade secret theft and misappropriation of a business rival’s data.
Advised an automobile manufacturing executive amid a DOJ investigation and civil litigation regarding National Highway Traffic Safety Administration issues.
Advised an internet technology executive facing a Computer Fraud and Abuse Act (CFAA) investigation.
Represented current and former financial institution traders and trading executives, including in a FINRA matter targeting complex financial instrument trading practices and in SEC and FINRA probes into market access regulations.
Counseled a Big Four accounting firm executive in an international Public Company Accounting Oversight Board (PCAOB) obstruction and accounting fraud investigation.
Represented a hedge fund analyst amid a criminal investigation into alleged insider trading involving a so-called “expert network.”
Counseled a foreign corporation regarding a federal grand jury investigation into a Bitcoin exchange.
Advised a cash handling and processing company on legal issues related to commercial marijuana distribution.
Complex Business Litigation
Represented NHL senior team executive in business dispute with organization, and related arbitration hearing before NHL Commissioner.
Secured a summary judgment dismissal of a federal business tort case that sought $30 million in damages against the chief operating officer of a multinational financial conglomerate; also prevailed on a rare motion to access the plaintiff’s attorney-client communications based on the "offensive use" doctrine.
Defeated a multimillion-dollar breach of contract claim in a federal jury trial against Marvel Entertainment involving royalties for the Spider-Man Web Blaster role-play toy.
Represented several real estate loan securitization and servicing companies in a $100 million breach of contract case in a New York federal court.
Secured dismissal of multimillion-dollar fraud and contract cases filed by investors against an international oil and gas mogul in the Commercial Division of the New York Supreme Court.
Obtained a preliminary injunction for Krispy Kreme Doughnuts in a New York federal case against a franchisee involving Lanham Act trademark and trade secret claims.
Represented a professional basketball player agent against decertification proceedings initiated by player's union in context of collective bargaining.
Mintz secured a highly favorable settlement for defendant Sungjin Cho and a complete dismissal of claims against his mother in a highly publicized SEC insider trading case.