Marc D. Mantell

  • Pieris Pharmaceuticals (NASDAQ: PIRS) in its reverse merger with Palvella Therapeutics
  • A medical device company in its sale to Zimmer Biomet (NYSE: ZBH)
  • Katz Nannis + Solomon, a full-service CPA firm, in its sale to Cherry Baekart, a portfolio company of Parthenon Capital
  • The founders of a digital marketing company in its recapitalization and investment by Calera Capital 
  • New England Fertilizer Co. (NEFCO), a biosolids processing company, in its sale to Synagro, a portfolio company of West Street Infrastructure Partners, an infrastructure investment fund managed by Goldman Sachs
  • Grundfos, a global market leader in pump manufacturing headquartered in Denmark, in the acquisition of Water Works, an ultrapure water treatment company 
  • Bauwerk Group AG, a leading Swiss-based manufacturer of parquet flooring, in its purchase of Somerset Hardwood Flooring, a vertically integrated forest products company
  • Feeney Utility Services Group in its sale to Artera Services, LLC, a Clayton, Dubilier & Rice portfolio company
  • LeanIX, a German-based enterprise architecture company, in its acquisition of Cleanshelf, a leading enterprise SaaS management company
  • 55ip, a fintech delivering tax-smart investment strategies, in its sale to JP Morgan Asset Management
  • Lacerta Group, a designer and manufacturer of specialty thermoformed packaging solutions, in a strategic investment by SK Capital Partners
  • Represented LPL Financial (NASDAQ: LPLA) in its acquisition of Blaze Portfolio, a trading and portfolio rebalancing software company
  • Dec Group, the leading global provider of containment solutions in its acquisition of the Extract Technology business from Wabash National Corporation (NYSE: WNC)
  • Investors in a PIPE financing of Conversion Labs (OTCQB: CVLB), a direct-to-consumer telemedicine and wellness company
  • Censa Pharmaceuticals in its sale to PTC Therapeutics (NASDAQ: PTCT)
  • Boston Dynamics in its acquisition of Kinema Systems, a developer of deep-learning software and vision sensors 
  • NeuroBo Pharmaceuticals in its reverse merger going-public transaction with Gemphire Therapeutics (NASDAQ: GEMP)
  • Big Belly Solar, a global leader in smart waste solutions for public spaces, in its recapitalization and investment by McCarthy Capital
  • Corindus Vascular Robotics (NYSE AM: CVRS) in common stock and preferred stock PIPE financings
  • Represented LPL Financial (NASDAQ: LPLA) in its acquisition of AdvisoryWorld, a provider of digital solutions designed to help financial advisors attract and serve client assets 
  • Microbot Medical (NASDAQ: MBOT) in its reverse merger, going public transaction and several registered direct offerings
  • KD Pharma, a German-based Omega-3 producer, in its merger with Marine Ingredients, its investment in Nutriceutical Holdings and its acquisition of the Ocean Blue brand assets
  • Censa Pharmaceuticals in its strategic collaboration with Retrophin, Inc. (NASDAQ: RTRX), which included an exclusive option for Retrophin to acquire Censa
  • JN Philips Auto Glass in a leveraged buyout by CenterOak Partners LLC
  • Pieris Pharmaceuticals (NASDAQ: PIRS) in its reverse merger going-public transaction, and several subsequent public offering and PIPE financings
  • Feeney Brothers Utility Services in its merger with DDS Companies, a provider of utility, engineering and telecommunications services
  • C-4 Analytics, a digital marketing company, in its strategic partnership with BV Investment Partners
  • Seventh Generation, a household products company, in its sale to Unilever (NYSE: UL)
  • Greentech Media, an information services provider, in its sale to Verisk Analytics (NASDAQ: VRSK)
  • Targacept, Inc. (NASDAQ: TRGT) in its reverse merger with Catalyst Biosciences
  • True Office, an interactive learning and analytics company, in its sale to Intercontinental Exchange (NYSE: ICE), the parent company of the New York Stock Exchange
  • Emory University in its joint venture with two clinical diagnostic testing companies, Eurofins Genomic Clinical Diagnostics US Holdings, Inc. and EGL Genetic Diagnostics LLC
  • Allegro Diagnostics Corp in its sale to Veracyte, Inc. (NASDAQ: VCYT)
  • Boston Dynamics, a robotics company, in its sale to Google (NASDAQ: GOOG)
  • Columbia Capital, in its strategic investment in IntelliBatt, a California-based battery backup and predictive services company
  • Vortex Medical, a medical device company, in its sale to AngioDynamics, Inc. (Nasdaq: ANGO)
  • Natural foods maker, FoodShouldTasteGood, in its sale to General Mills (NYSE: GIS)
  • Family owned distributor of personal grooming devices, The W.E. Bassett Company, in the acquisition   by Pacific World Corporation, a portfolio company of Levine Leichtman Capital Partners
  • Represented LPL Financial (NASDAQ: LPLA) in the acquisition of several registered advisory firms
Sale of Seventh Generation to Unilever Case Study

Sale of Seventh Generation to Unilever

Mintz advised Seventh Generation, a maker of environmentally friendly household cleaning products, from its beginnings as a catalog company through its evolution into a leading “green” company. Mintz also represented the company in its sale to Unilever.