Marc D. Mantell
- Pieris Pharmaceuticals (NASDAQ: PIRS) in its reverse merger with Palvella Therapeutics
- A medical device company in its sale to Zimmer Biomet (NYSE: ZBH)
- Katz Nannis + Solomon, a full-service CPA firm, in its sale to Cherry Baekart, a portfolio company of Parthenon Capital
- The founders of a digital marketing company in its recapitalization and investment by Calera Capital
- New England Fertilizer Co. (NEFCO), a biosolids processing company, in its sale to Synagro, a portfolio company of West Street Infrastructure Partners, an infrastructure investment fund managed by Goldman Sachs
- Grundfos, a global market leader in pump manufacturing headquartered in Denmark, in the acquisition of Water Works, an ultrapure water treatment company
- Bauwerk Group AG, a leading Swiss-based manufacturer of parquet flooring, in its purchase of Somerset Hardwood Flooring, a vertically integrated forest products company
- Feeney Utility Services Group in its sale to Artera Services, LLC, a Clayton, Dubilier & Rice portfolio company
- LeanIX, a German-based enterprise architecture company, in its acquisition of Cleanshelf, a leading enterprise SaaS management company
- 55ip, a fintech delivering tax-smart investment strategies, in its sale to JP Morgan Asset Management
- Lacerta Group, a designer and manufacturer of specialty thermoformed packaging solutions, in a strategic investment by SK Capital Partners
- Represented LPL Financial (NASDAQ: LPLA) in its acquisition of Blaze Portfolio, a trading and portfolio rebalancing software company
- Dec Group, the leading global provider of containment solutions in its acquisition of the Extract Technology business from Wabash National Corporation (NYSE: WNC)
- Investors in a PIPE financing of Conversion Labs (OTCQB: CVLB), a direct-to-consumer telemedicine and wellness company
- Censa Pharmaceuticals in its sale to PTC Therapeutics (NASDAQ: PTCT)
- Boston Dynamics in its acquisition of Kinema Systems, a developer of deep-learning software and vision sensors
- NeuroBo Pharmaceuticals in its reverse merger going-public transaction with Gemphire Therapeutics (NASDAQ: GEMP)
- Big Belly Solar, a global leader in smart waste solutions for public spaces, in its recapitalization and investment by McCarthy Capital
- Corindus Vascular Robotics (NYSE AM: CVRS) in common stock and preferred stock PIPE financings
- Represented LPL Financial (NASDAQ: LPLA) in its acquisition of AdvisoryWorld, a provider of digital solutions designed to help financial advisors attract and serve client assets
- Microbot Medical (NASDAQ: MBOT) in its reverse merger, going public transaction and several registered direct offerings
- KD Pharma, a German-based Omega-3 producer, in its merger with Marine Ingredients, its investment in Nutriceutical Holdings and its acquisition of the Ocean Blue brand assets
- Censa Pharmaceuticals in its strategic collaboration with Retrophin, Inc. (NASDAQ: RTRX), which included an exclusive option for Retrophin to acquire Censa
- JN Philips Auto Glass in a leveraged buyout by CenterOak Partners LLC
- Pieris Pharmaceuticals (NASDAQ: PIRS) in its reverse merger going-public transaction, and several subsequent public offering and PIPE financings
- Feeney Brothers Utility Services in its merger with DDS Companies, a provider of utility, engineering and telecommunications services
- C-4 Analytics, a digital marketing company, in its strategic partnership with BV Investment Partners
- Seventh Generation, a household products company, in its sale to Unilever (NYSE: UL)
- Greentech Media, an information services provider, in its sale to Verisk Analytics (NASDAQ: VRSK)
- Targacept, Inc. (NASDAQ: TRGT) in its reverse merger with Catalyst Biosciences
- True Office, an interactive learning and analytics company, in its sale to Intercontinental Exchange (NYSE: ICE), the parent company of the New York Stock Exchange
- Emory University in its joint venture with two clinical diagnostic testing companies, Eurofins Genomic Clinical Diagnostics US Holdings, Inc. and EGL Genetic Diagnostics LLC
- Allegro Diagnostics Corp in its sale to Veracyte, Inc. (NASDAQ: VCYT)
- Boston Dynamics, a robotics company, in its sale to Google (NASDAQ: GOOG)
- Columbia Capital, in its strategic investment in IntelliBatt, a California-based battery backup and predictive services company
- Vortex Medical, a medical device company, in its sale to AngioDynamics, Inc. (Nasdaq: ANGO)
- Natural foods maker, FoodShouldTasteGood, in its sale to General Mills (NYSE: GIS)
- Family owned distributor of personal grooming devices, The W.E. Bassett Company, in the acquisition by Pacific World Corporation, a portfolio company of Levine Leichtman Capital Partners
- Represented LPL Financial (NASDAQ: LPLA) in the acquisition of several registered advisory firms
Case Study
Mintz advised the former shareholders of biopharmaceutical company Censa Pharmaceuticals, Inc. in the sale of their sepiapterin earnout royalty rights back to PTC Therapeutics, Inc. (NASDAQ: PTCT) in accordance with a Rights Satisfaction Agreement.
Case Study
Mintz advised Seventh Generation, a maker of environmentally friendly household cleaning products, from its beginnings as a catalog company through its evolution into a leading “green” company. Mintz also represented the company in its sale to Unilever.