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Recent SEC Rulemaking

Nov
20
2019

Date: November 20, 2019

Time: 12:00PM - 1:00PM

Location: Boston Bar Association

During this session, John Condon and Allyson Wilkinson will discuss recent developments in SEC rulemaking, including new Rule 163B allowing non-emerging growth companies to use testing-the-waters communications and proposed changes to Regulation S-K relating to business, legal proceedings and risk factor disclosure.

Speakers

Professional Cropped Condon John Mintz

John P. Condon

Speaker

John P. Condon is a Member in the firm’s Securities and Capital Markets Practice, where he focuses on corporate and securities law matters, with emphasis on the life sciences and technology industries. He represents issuers and underwriters in capital markets transactions and advises public companies on a broad range of corporate governance and securities compliance matters, including SEC and stock exchange requirements.

Speaker