Adam D. Gale, Co-chair of the Investment Funds Group and a Member in the Corporate & Securities Section of Mintz. Cohn, Ferris, Glovsky and Popeo, P.C., will be a part of a panel discussion entitled “Dodd Frank and Information Governance – Get Your Organization Ready” at the 2013 ARMA International Conference & Expo. The conference takes place October 28-30 in Las Vegas. Adam will discuss information governance-related regulations under the Dodd-Frank Act and other recently adopted regulations, with a focus on banks, broker-dealers and investment advisers.
ARMA International is a not-for-profit professional association and the authority on governing information as a strategic asset. Its approximately 27,000+ members include information managers, information governance professionals, archivists, corporate librarians, imaging specialists, legal professionals, IT managers, consultants, and educators, all of whom work in a wide variety of industries, including government, legal, healthcare, financial services, and petroleum in the United States, Canada, and more than 30 other countries around the globe.
Mr. Gale focuses his practice on counseling hedge funds, private equity funds, broker-dealers, banks, and registered investment companies on regulatory and compliance issues, as well as on formation and structuring. He represents both well-established and start-up entities