State Regulation of Financial Institutions
Pete Michaels addresses the uptick in regulatory actions against financial institutions by state agencies and discusses the overlapping regulatory schemes that govern these entities.
Author
Pete S. Michaels
Member / Co-Chair, Financial Services Practice
Pete S. Michaels is a Mintz attorney who focuses his practice on securities litigation, regulatory proceedings involving financial service companies and products, and compliance matters. He represents financial services firms and insurance companies and their employees, directors, and officers.