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Preparation for 2018 Fiscal Year-End SEC Filings and 2019 Annual Shareholder Meetings

Each year, Mintz provides an analysis of the regulatory developments that impact public companies as they prepare for their fiscal year-end filings with the Securities and Exchange Commission and their annual shareholder meetings.

In this memorandum, we discuss key considerations to keep in mind as you embark upon the year-end reporting process in 2019.

 

 

 

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Authors

Anne L. Bruno is a Member at Mintz who advises clients ranging from startups to multinational public companies on issues related to corporate and employment law, including executive compensation, employee benefits, securities law, and corporate governance. She is also a key member of the firm’s multidisciplinary ESG practice, helping corporate boards, companies, and their investors navigate a broad range of environmental, social, and governance considerations.
Megan Gates

Megan Gates