Designing Rule 10b5-1 Trading Plans Under New SEC Rules: Preserving the Affirmative Defense
Date: April 4, 2023
Time: 1:00PM - 2:30PM (EST)
Location: Online Event
Anne Bruno will be speaking on a Strafford sponsored webinar titled, "Designing Rule 10b5-1 Trading Plans Under New SEC Rules: Preserving the Affirmative Defense," on April 4, 2023. This CLE webinar will examine the SEC's recently adopted amendments relating to Rule 10b5-1 trading plans and shareholder repurchase programs. The panel will discuss the new disclosure requirements, the controls and processes that companies should consider in order to conform with the new rules, and the potential liability of companies and their officers and directors for failing to comply.
Anne L. Bruno
Anne L. Bruno is a Member at Mintz who advises clients ranging from start-ups to multinational public companies on issues related to corporate and employment law, including executive compensation, employee benefits, securities law, and corporate governance. She is also a key member of the firm’s multidisciplinary ESG practice, helping corporate boards, companies, and their investors navigate a broad range of environmental, social, and governance considerations.