RIA Succession Planning: Economic, Legal and Regulatory Considerations for Transitions and Exits

Senior management of registered investment advisers must increasingly ensure that their wealth management platforms will continue to offer products, services, continuity, and capabilities that meet their clients’ needs not just now, but in the long term. Strategic and legal considerations around growth, infrastructure, service providers, industry consolidation, and talent are critical to navigating this challenge.

Our webinar will offer practical insights from fellow wealth management industry professionals with experience in the kinds of decision points, initiatives, solutions, and transactions that leaders of wealth management firms confront. Topics to be discussed include strategic partnerships, internal transitions, new ownership structures, mergers & acquisitions, organic growth, and technological innovation - and the role each is expected to play in the future of wealth management.