News & Press Releases

Bloomberg Law featured a statement from Member Jason P.W. Halperin in its coverage of a pharmaceutical insider trading case brought by the SEC. Jason and the Mintz team of Sean Prosser and Elizabeth Platonova represented Robert Yedid in reaching a resolution in which the client pled guilty and, along with the other defendants, entered into consent orders with the SEC.

Of Counsel Michelle Capezza recently shared insights with Fiduciary News in light of the recent "Democratizing Access to Alternative Assets for 401(K) Investors" executive order. The article emphasizes that fiduciaries must respond quickly and carefully to new regulations, protecting participants while adapting to a more complex retirement landscape.

Agenda quoted Member Jacob Hupart in a recent article about the strategic questions audit committee members might consider asking their CFOs. The article notes the importance of monitoring key risks and opportunities, including ESG compliance and strategy, cybersecurity, data governance, and AI use.

Member Marguerite McConihe was quoted by 9fin in an article about the opportunities and risks associated with the use of AI technologies in leveraged finance. The article notes that while LevFin bankers have largely benefitted from AI, questions are emerging around credit risk, cyber security vulnerabilities, and treating AI-generated assets or IP as debt collateral.

In a recent Agenda article, Member Jennifer Rubin shared insights about security and emergency planning for companies facing high-risk incidents. Following the tragic shooting at a Manhattan office building in late July, the piece explores how companies can communicate effectively with investors, maintain strong oversight, and protect employees amid growing concerns about workplace safety.