Going-Public Transactions

• Represented Stifel Nicolaus Canada Inc. in connection with a brokered private placement offering for a vertically integrated, technology-enabled care platform, generating aggregate gross proceeds of approximately $10 million. The financing was completed in connection with the company’s going-public transaction through a reverse takeover with a private equity firm. 
• Represented a syndicate of agents led by a Canadian investment dealer, including Haywood Securities Inc., in connection with a $18.5 million (CAD) reverse takeover and public offering of units by a health care company focused on artificial intelligence-powered diagnostic applications. 
• Represented an investment bank in connection with the reverse takeover of a property technology company and a concurrent brokered private placement offering of subscription receipts generating approximately $11.6 million in aggregate gross proceeds. 
• Represented a syndicate of investment banks, including Canaccord Genuity Corp., in connection with the approximately $37 million initial public offering of a digital health company. 
• Represented Jaguar Uranium Corp. in connection with its approximately $25 million initial public offering and public listing.
• Represented a syndicate of investment banks, including Canaccord Genuity Corp., in connection with the approximately $65.4 million (CAD) initial public offering of a financial technology company. 
• Represented Joseph Gunnar & Co. LLC as underwriter in connection with Optimi Health Corp.'s oversubscribed $15 million public offering.
• Represented a capital pool company in connection with its qualifying transaction with an online building materials marketplace and a concurrent brokered subscription receipt financing generating approximately $20 million in aggregate gross proceeds, co-led by major Canadian investment banks including Canaccord Genuity Corp. 
• Represented a syndicate of agents, including Haywood Securities Inc., in connection with the reverse takeover of a blockchain holding company and a concurrent brokered private placement offering generating approximately $6.7 million in aggregate gross proceeds. 
• Represented an Israeli food technology company in connection with its reverse takeover, listing on the TSX Venture Exchange, and concurrent non-brokered private placement of units and convertible debentures. 
• Acted as issuer’s counsel for Parvis Invest Inc., a technology-driven real estate investment platform, in connection with its reverse takeover and listing on the TSX Venture Exchange. 

Financing Transactions

• Represented Maxim Group LLC in connection with a $150 million registered direct offering of common shares priced at-the-market for a US-based mineral development company. 
• Represented Republic Technologies in its $100 million senior secured convertible note facility. 
• Represented Joseph Gunnar & Co. LLC in connection with a cross-border, $100 million registered direct offering for a Toronto-based fintech company providing regulated access to decentralized finance. 
• Represented 3L Capital Inc., together with a syndicate of investment banks that included Canaccord Genuity Corp., in connection with a $92 million (CAD) brokered private placement offering for a mineral exploration company. 
• Represented Maxim Group LLC in connection with a $60 million confidentially marketed public offering of common shares for a US-based mineral development company. 
• Represented Maxim Group LLC in connection with a $50 million registered direct offering for a US-based mineral development company. 
• Represented Maxim Group LLC in connection with a $45 million confidentially marketed public offering for a US-based mineral development company. 
• Represented Eguana Technologies Inc. in a $33 million convertible debenture offering. 
• Represented a leading Toronto-based real estate development company in connection with a $27 million brokered private placement. 
• Represented Stifel Nicolaus Canada Inc. and another investment bank in connection with a brokered public offering by an online gaming technology company, generating approximately $25 million in gross proceeds. 
• Represented Maxim Group LLC in connection with a cross-border, $25 million registered direct offering for a manufacturer of advanced drone systems. 
• Represented a syndicate of agents, co-led by major Canadian investment banks, in connection with an oversubscribed $21 million private placement offering by a property technology company. 
• Represented 3L Capital Inc., together with Canaccord Genuity Corp. and another investment bank, in connection with a $21 million (CAD) brokered private placement offering for a mineral exploration company. 
• Represented Maxim Group LLC as sole placement agent in connection with a $20 million confidentially marketed public offering by a mining and advanced materials company. 
• Represented Maxim Group LLC in connection with a $20 million underwritten public offering for a US-based mineral development company. 
• Represented Eguana Technologies Inc. in connection with a $20 million brokered private placement offering of special warrants. 
• Represented an investment bank in connection with a $17.8 million brokered private placement of special warrants by an online gaming and esports company. 
• Represented Maxim Group LLC as sole placement agent in connection with a $15 million special warrant offering by a Canadian mining company. 
• Represented a syndicate of agents in connection with an oversubscribed $15 million private placement offering by a blockchain holding company. 
• Represented an investment bank in connection with an oversubscribed $13.5 million Series A financing for a digital insurance company. 
• Represented an investment bank in connection with a $13 million brokered private placement offering by a food and beverage company. 
• Represented a publicly listed cannabis company in connection with a $12.5 million brokered private placement. 
• Represented Assure Holdings Corp. in connection with a $10.5 million brokered private placement involving US institutional investors. 
• Represented Maxim Group LLC as sole agent and bookrunner in a $10 million brokered offering by a Bitcoin-backed infrastructure company. 
• Represented a publicly listed gaming media and entertainment company in connection with a $9 million non-brokered private placement of convertible debenture units. 
• Represented an investment bank in connection with an oversubscribed $9 million Series A financing for a Canadian mortgage technology company. 
• Represented Rock Tech Lithium Inc. in connection with its $6.5 million (CAD) brokered and non-brokered private placement offering. 
• Represented an investment bank as sole lead agent and exclusive financial advisor in connection with an oversubscribed $6.5 million Series A financing for an e-commerce oral care company. 
• Represented Haywood Securities Inc. and another investment bank in connection with a $6 million private placement offering of convertible debentures by a cannabis company. 
• Represented an advertising technology company in connection with its reverse takeover and concurrent financing generating approximately $6 million in aggregate gross proceeds. The underwriting syndicate included Canaccord Genuity Corp. and Haywood Securities Inc.. 

Mergers & Acquisitions

• Represented Stifel Nicolaus Canada Inc. in connection with the approximately $279 million sale of a manufacturer of hydrovac excavation solutions to a global provider of outdoor equipment and related solutions. 
• Represented Synteq Digital, a global provider of data center hardware services and infrastructure solutions, in its acquisition of a computing infrastructure and services provider.
• Represented a publicly traded health care company in connection with its acquisition of an 80% equity interest in a German pharmaceutical distribution company operating in the cannabis sector. 

All matters handled while at prior firms.