
FinTech, Blockchain, and Digital Assets
First and Final Stop for Those in the Fintech Sector
As the global economy has embraced new technologies in financial services, so too has Mintz. Innovators and investors focused on fintech and digital securities move quickly to capitalize on market momentum.
Our dedicated cross-border response team consists of experienced attorneys with diverse backgrounds in securities, commodities and broker-dealer regulations, entity and fund formation, financing, exchange formation, federal and state financial services regulation, technology and intellectual property licensing, privacy concerns, cybersecurity issues, and taxation. We prioritize your business objectives at every stage, aligning our legal strategies with your goals to drive practical, forward-looking solutions.
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Our Approach
From launching innovative startups to scaling established platforms, fintech companies face unique challenges—and opportunities—at every turn. Our multidisciplinary team offers end-to-end support for businesses operating at the intersection of finance and technology. Whether you're seeking capital to grow, navigating an increasingly complex regulatory environment, or responding to enforcement action, we deliver strategic, business-minded counsel rooted in deep industry knowledge. Here's how we help:
- Access to Capital: Our fintech team advises companies at every stage—from startups to established market leaders—on securing financing and accessing capital, navigating regulatory hurdles, and structuring investments to fuel growth
- Comprehensive Regulatory Counseling Across All Key Agencies: We provide proactive, business-focused guidance to help financial technology companies navigate the complex and evolving regulatory landscape. Our team regularly advises on compliance with the rules and expectations of the SEC, FINRA, CFTC, NFA and state regulators and exchanges — ensuring your operations stay ahead of regulatory scrutiny
- Strategic Defense in High-Stakes Enforcement Matters: With deep experience fintech companies in enforcement actions and regulatory investigations and inquiries, we’ve successfully handled matters before the SEC, FINRA, DOJ, CFTC, OFAC, various exchanges and state attorneys general. Our team combines litigation prowess with regulatory insight to minimize risk and protect your business
- Fund Formation
- Initial Coin Offerings
- Investigations and Enforcement Actions
- Licensing & Technology Transactions
- Patent Litigation
- Patent Portfolio Strategy
- Privacy & Security
- Employee Benefits and Executive Compensation Arrangements
- Private Equity
- Securities & Capital Markets
- Regulatory and Compliance
- Securities Litigation
- Tax
- Token-sale Financings
- Trademarks
- Securities and Exchange Commission (SEC)
- Department of Justice (DOJ)
- Office of the Comptroller of Currency (OCC)
- Financial Crimes Enforcement Network (FinCEN)
- Financial Industry Regulator Authority(FINRA)
- New York State Department of Financial Services
- Office of Foreign Assets Control (OFAC)
What Our Clients Are Saying
Meet Mintz
Our experienced Fintech attorneys advise innovators, investors, and financial institutions on a wide range of transactional, litigation, and regulatory matters.
Our Insights
Viewpoints

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