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Inside the Public Company Playbook: Strategies, Risks & Realities

Dec
3
2025

Date: December 3, 2025

Time: 10:30AM - 3:00PM (PST)

Location: Mintz San Diego Office

On December 3, Mintz is hosting a high-impact half-day seminar in our San Diego office, focused on helping companies navigate the evolving public markets. The event will deliver strategic, actionable insights for companies across a wide range of industries looking to go public—or stay public—in today’s complex environment.

Panel 1: Getting Public: Cracking the Code of Capital Markets

IPOs, Reverse Mergers and Follow-On Offerings in Today’s Market

Panel Highlights:
•    IPO Pulse Check: What’s hot, what’s not, and what’s next in the public offering landscape
•    Reverse Mergers Reimagined: Strategic pathways to public status without the traditional IPO
•    Follow-On Offerings: Timing, tactics, and trends for raising additional capital
•    Market Sentiment and Deal Flow

Moderator:
•    Adam Lenain, Member, Mintz

Panelists:
•    William Hicks, Co-chair, Life Sciences Practice, Mintz
•    Vlad Ivanov, Managing Director, Co-Head of Healthcare Investment Banking, Lucid Capital Markets 
•    Stefan Loren, PhD, Managing Director Healthcare Investment Banking, Oppenheimer
•    Jamie Mason, Practice Leader, Assurance, BDO

Panel 2: Being Public in the New Normal: Surviving Hostile Markets and Regulators

Short Attacks, SEC Trends and Nasdaq Realities

Panel Highlights:
•    Strategies to counter short selling and reputational risk
•    SEC Enforcement Trends: What’s drawing scrutiny and how to stay ahead
•    Nasdaq Compliance Challenges: Common pitfalls and proactive solutions
•    Warrant Accounting: Navigating evolving standards and investor expectations
•    Digital Asset Treasury Strategies

Moderator:
•    Scott Stanton, Managing Member, San Diego, Mintz

Panelists:
•    Melanie Levy, Member, Mintz
•    Katherine Roberson Petty, Senior Vice President, Donohoe Advisory Associates LLC
•    Brian Taggart, Assurance Partner, BDO

Speakers

Adam C. Lenain

Adam C. Lenain

Moderator

Adam C. Lenain counsels Mintz clients at all stages of the corporate life cycle. He advises venture-funded companies, guiding them on equity and debt financings, mergers and acquisitions, complex commercial transactions, licensing and collaborations, and general corporate issues.
William C. Hicks

William C. Hicks

Panelist

William C. Hicks is Co-chair of the Life Sciences Practice Group at Mintz. He has extensive experience representing issuers, investors, and investment banks in structuring and executing IPOs, cross-over investments, alternative public offerings, including APOs, reverse mergers and Form 10 transactions, follow-on public offerings, CMPOs, registered directs, PIPEs, and private placements. His clients include hedge funds, venture capital firms, and private equity firms in customized investments in public companies, including structured PIPEs and registered directs. Bill also represents public companies in public and private financings, SEC compliance, corporate governance, and general counseling.
Scott M. Stanton

Scott M. Stanton

Moderator

Scott A. Stanton is a Mintz corporate attorney with experience in mergers and acquisitions, securities offerings, corporate governance, and general corporate matters. He represents companies, boards of directors, and board committees in technology, life sciences, and other sectors.
Melanie Ruthrauff Levy is a Mintz attorney who counsels venture and private equity funds and public and private companies in corporate governance, public company reporting, and transactional matters. She represents issuers and financing sources in the life sciences, health care, and tech fields.