Charles retired from Mintz in 2024. He was previously a Member in the firm's Public Finance Practice.
viewpoints
MSRB Addresses Selective Disclosure
September 15, 2017 | Blog | By Charles Carey
On September 13, 2017, the Municipal Securities Rulemaking Board (the “MSRB”) published a market advisory on selective disclosure (the “Notice”).
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SEC Proposes Expansive New Continuing Disclosure Requirements Regarding Private Debt and Other Financial Obligations
March 17, 2017 | Blog | By Charles Carey
On March 15, 2017, the Securities and Exchange Commission (“Commission” or “SEC”) published in the Federal Register for comment proposed amendments to Rule 15c2-12 (the “Rule”) under the Securities Exchange Act of 1934 (“Exchange Act”).
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New Swap Business Conduct and Record-Keeping Regulations Kick in for Municipal Bond Issuers and Borrowers
April 18, 2014 | Alert | By Steve Ganis, Nicholas Bentley, Meghan Burke, Charles Carey
Beginning May 1, 2013, many new business conduct regulations adopted by the Commodity Futures Trading Commission (“CFTC”) pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) will begin to take effect.
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Conflicts Disclosure and Acknowledgments in MSRB Rule G-17 Disclosure Letters
October 3, 2012 | Blog | By Charles Carey
Since August 2, 2012, investment banking firms retained to act as underwriters on municipal finance transactions have been required to provide written disclosure to issuers concerning the relationship between issuers and underwriters.
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SEC Issues Investor Bulletin Regarding Municipal Bonds
March 21, 2012 | Blog | By Charles Carey
While the Investor Bulletin is fairly basic and addressed primarily to investors generally, the list of some of the risks of investing in municipal bonds included in the Bulletin may be helpful to issuers and underwriters when preparing or reviewing disclosure documents.
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News & Press
Twenty-nine Mintz Attorneys Named to 2023 New York Metro Super Lawyers List
September 22, 2023|
Best Lawyers® recognized 108 firm attorneys in the 2023 edition of The Best Lawyers in America©. Notably, two Mintz attorneys – Poonam Patidar and Scott M. Stanton – received 2023 “Lawyer of the Year” awards, and 28 firm attorneys were included in the inaugural edition of Best Lawyers: Ones to Watch.
21 Mintz Attorneys Recognized as 2021 New York Super Lawyers and Rising Stars
September 30, 2021|
Twenty-Four Mintz Attorneys Named 2019 New York Super Lawyers and Rising Stars
September 12, 2019|
One Hundred Mintz Attorneys Ranked as Leaders by Best Lawyers 2020
August 15, 2019|
Twenty-Four Mintz Attorneys Named 2018 New York Super Lawyers and Rising Stars
September 19, 2018|
Twenty-Seven Mintz Attorneys Named 2017 New York Super Lawyers and Rising Stars
September 20, 2017|
Meet your neighbor... Charles Carey, new RTM member
August 4, 2017|
Twenty-Eight Mintz Attorneys Named 2016 New York Super Lawyers and Rising Stars
September 21, 2016|
Twenty-Three Mintz Attorneys Named 2015 New York Super Lawyers and Rising Stars
September 16, 2015|
Events & Speaking
Moderator
Panelist
Mar
14
2019
Panelist
Mar
17
2016
Affordable Housing Finance Conference
SMITH's Research & Gradings
The Palms Resort & Spa, 3025 Collins Avenue, Miami Beach, FL
Panelist
Sep
29
2015
Speaker
Read less
Mar
19
2015
