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Alain P. Mathieu

Associate

[email protected]

+1.617.348.1895

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Alain is an experienced litigator and trial lawyer who has argued cases in federal and state courts, the American Arbitration Association, and professional sports league commissioners’ offices. His practice focuses on complex commercial litigation, including contract disputes, business litigation, and government investigations, as well as sports and entertainment, institutional class action recovery, and public finance and bankruptcy-related litigation.  He is an active member of the firm’s Sports & Entertainment practice, where he counsels clients in personal business, branding and licensing, league compliance, investigations, and litigation. He is also an active member of the firm’s Institutional Class Action Recovery Practice, where he advises institutional investors with respect to the monitoring and evaluation of both foreign and domestic securities class actions. Working closely with colleagues in the firm’s public finance practice, Alain also provides strategic advice to bond trustees and bondholders to protect their rights and to maximize recovery on their holdings in the face of complex litigation in state and federal courts. Alain represents clients across numerous industries including sports & entertainment, financial services, retail and consumer products, healthcare and technology and software. In addition, Alain maintains an active pro bono practice, in which he counsels and represents clients in matters related to domestic and sexual violence, asylum, and civil appeals.

Alain currently serves on the Board of Trustees for Crossroads, a youth empowerment organization focused on unlocking the potential of youth leaders in underserved communities by developing their leadership skills, college and career readiness, commitment to community action, and social responsibility. He also serves on the Board of Directors at The Wily Network, a non-profit designed to support students who are experiencing life challenges such as homelessness or foster care, as they work their way through college to graduation and beyond. In addition, he serves on the Advisory Boards of Harlem Lacrosse Boston and The Foundation to Be Named Later, both of which combine his passion for sports and his passion for empowerment of underserved youths, including those from inner-city and ethnic minority populations, as well as the Concussion Legacy Foundation, a longtime client that is actively working to protect youth, amateur, and professional athletes from traumatic head injuries.

Alain also serves on the Advisory Committee formed by Mintz’s Managing Member to address issues related to the recruitment and retention of Black attorneys. He has served on Mintz’s Litigation hiring committee, and remains actively involved in the firm’s diversity recruitment efforts. In addition, he currently serves on the Boston Bar Association’s Diversity, Equity, and Inclusion Steering Committee, and is a co-chair of its Legal Careers Subcommittee. He previously served as the Boston Chair of Mintz’s minority attorney affinity group (MIATTY), sat on the group’s steering committee, and chaired the group’s Subcommittee on Diversity Recruiting from 2017 to 2020.

During law school, Alain served as a judicial intern for the Honorable Gregory C. Flynn of the Waltham District Court and the District Court Appellate Division. In addition, he was a teaching assistant for a first-year criminal law course, and a law clerk at a legal advocacy organization focused on campaign finance reform. During his final year of law school, he became certified as a mediator in accordance with Massachusetts state law and Supreme Judicial Court of Massachusetts requirements.

Before he attended law school, Alain served as the alumni fund associate in the office of annual giving at his alma mater, Bowdoin College. He also served as a legislative intern for US Senator Kirsten Gillibrand (D-NY).

Experience

Sports and Entertainment Matters

  • Represent prominent NBA All-Star in all areas of business, sponsorship, and licensing, including a recent global shoe and apparel deal
  • Represent prominent NFL Pro Bowler in wide range of matters, including multiple high-profile endorsement deals in the past year
  • Represent prominent NBA All-Star in all areas of business, sponsorship, and licensing, including multiple high-profile endorsement deals in the past year
  • Represent prominent WNBA All-Star in matters concerning sponsorship and endorsement
  • Represent retired 3x NFL Pro Bowler and multi-year All-Pro Shawne Merriman in matters concerning current businesses, including his MMA league Lights Out Xtreme Fighting
  • Representing Washington Commanders NFL team in ongoing litigation
  • Represented talent management company S10 in trademark litigation
  • Represent Love is Blind (Netflix) stars Cameron Hamilton and Lauren Speed in matters concerning television, sponsorship/endorsement, business, and non-profit
  • Represent retired MLB player Pedro Martinez in matters concerning charitable foundation and business contracts
  • Represent retired Premier Lacrosse League player Kyle Harrison in connection to sports-related businesses
  • Represent NFL Pro Bowler and Defensive Rookie of the Year in matters related to sponsorship and endorsement
  • Represent projected NBA lottery pick in matters concerning name, image, and likeness
  • Represented Overtime Elite in launch of league
  • Represent former Super Bowl MVP and Pro Bowler in business matters
  • Represent former Pro Bowler and Super Bowl Champion in matters concerning sponsorship and endorsement
  • Represent Black Girls Rock! on wide range of legal and business matters
  • Represent multiple high-profile professional and amateur athletes in successfully resolving pre-litigation disputes.
  • Represented award-winning international video-editing house in trademark dispute against major technology company.
  • Represented NHL senior team executive in securing favorable outcome in a league investigation.
  • Represented NHL senior team executive in dispute with former Club.
  • Represented NBA basketball team in investigating and resolving claims of racial discrimination.
  • Represented NBA player agent and manager in business dispute against former agency.
  • Counsels and represents sports-related non-profit organizations in matters related to incorporation and annual reporting, and charitable initiatives.

Other Litigation Matters

  • Authored successful dispositive motion on behalf of major cellular telecommunications provider in litigation concerning the construction of a wireless communications facility.
  • Representing telecommunications tower developer in litigation against municipality;
  • Representing group of municipal bondholders in connection with litigation against underwriter for claims of securities fraud.
  • Represented pharmaceutical company in resolving claims of trademark infringement.
  • Represented pharmacy benefit manager (PBM) against claims by specialty pharmacy.
  • Represented financial services company against two lawsuits by securities traders.
  • Represented financial services company in successfully resolving putative consumer class action.
  • Authored successful dispositive motion on behalf of a Massachusetts-based pharmaceutical company in a multi-million dollar product liability dispute.
  • Counseled major global technology company ahead of its rollout of an artificial intelligence-enabled consumer product.
  • Represented beverage destruction and recycling company in securing a seven-figure award for breach of contract before the American Arbitration Association.
  • Represented a Massachusetts-based company and its former board of directors in resolving a dispute against a former shareholder and board member.
  • Served as a key member of team that successfully represented a California-based biotechnology company in resolving a government investigation.
  • Has successfully represented multiple victims of domestic violence at 209A restraining order extension hearings, including a pregnant victim who sought to prevent her abuser from being present at the birth of their child.
  • Successfully represented an asylum applicant seeking refuge pursuant to the Convention Against Torture in federal Immigration Court.
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viewpoints

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The U.S. Supreme Court denied defendants-appellees’ petition for certiorari in Hagan v. Khoja. As set forth in our prior alert, the executives of the now-defunct biotechnology company, Orexigen, sought review of a Ninth Circuit decision, which not only created a departure from other courts in its narrow-approach to incorporation by reference and judicial notice, but according to the petition, also distinguished itself by being the first Circuit Court of Appeal to find that an issuer owes a duty to update a statement of historical fact that was accurate when made. At issue was whether Orexigen had a duty to disclose data that demonstrated interim results from an obesity drug trial were not as promising as once touted. In opposition to the petition for certiorari, respondent argued, inter alia, that “[e]ven if petitioners were correct . . . that this case implicates whether companies have a duty to update earlier statements of historical fact, the interlocutory posture of this case would make it the worst kind of vehicle for considering that question.”
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In the Traffic Monsoon litigation, the U.S. Court of Appeals for the Tenth Circuit held that the enforcement provisions of the Securities Act and the Exchange Act reach Traffic Monsoon’s sales to customers outside of the United States. The implications of this decision are significant. This is the first Circuit Court decision to interpret Section 929P(b) of Dodd-Frank, and the first to adopt the position that Dodd-Frank limited Morrison’s application to allow for the enforcement provisions of the 1933 and 1934 Acts to apply extraterritorially. As a result, the decision may result in future decisions by the SEC to allow for holders of common shares to be eligible for recovery in connection with fair funds, rather than limiting eligible parties to holders of shares of American Depositary Shares or Receipts (ADR’s), a limitation the SEC imposed in the Fair Fund established for investors in BP. Recently, Traffic Monsoon has requested a stay of the Tenth Circuit's mandate while it prepares a writ of certiorari to the Supreme Court.
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Judge Rakoff Highlights the Financial Risk to Objectors of Class Settlements

October 23, 2018 | | By Joel Rothman, Ellen Shapiro, Kevin Mortimer, Alain Mathieu

On August 15, 2018, Judge Jed S. Rakoff of the U.S. District Court for the Southern District of New York awarded an objector to the Petrobras class settlement nearly $12,000 in attorneys’ fees (click here for the Order).  The objector had asked the Court for almost $200,000 to cover 231.7 hours of legal work. Approximately one month later, Judge Rakoff sanctioned another objector to the Petrobas class settlement (click here for the Order). In the September Order, Judge Rakoff issued a grave warning to future objectors and reminded counsel that it is the Court’s duty to “safeguard the ability of objectors to protect class members from abusive settlements while in turn protect[] class members from being abused by the objectors themselves.
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U.S. District Court Holds that Certain Claims by Opt-Out Plaintiffs Are Barred by the Statute of Repose

October 10, 2018 | Blog | By Joel Rothman, Kevin Mortimer, Ellen Shapiro, Alain Mathieu

In a recent ruling in In re: BP p.l.c. Securities Litigation the United States District Court for the Southern District of Texas dismissed claims asserted by opt-out plaintiffs as time barred by the Exchange Act’s statute of repose pursuant to the U.S. Supreme Court’s ruling in ANZ Securities. This decision underscores that institutional investors should closely monitor the statutes of limitation and repose applicable to securities fraud claims to ensure they are not later barred from recovery.
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As we previously noted in this post, the United States District Court for the Northern District of California dismissed the Volkswagen Bondholder Plaintiff’s first amended complaint, with leave to amend, holding that it could not rely on the Affiliated Ute or Basic presumptions to plead reliance, and that it had not sufficiently pleaded direct reliance. On April 2, 2018, the Plaintiff filed a Second Amended Bondholder’s Class Action complaint (SAC), which added allegations: (1) of direct reliance, (2) that the bonds at issue were priced and traded on an efficient market, (3) that the defendants’ alleged fraud created the market, and (4) that Volkswagen committed fraud on the regulatory process. On September 7, 2018, the court denied the defendants motion to dismiss, and ruled that that the case may proceed to discovery, but also expressed concerns about the Plaintiffs’ ability to certify a class.
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The Toshiba Securities Litigation stems from alleged violations of the Exchange Act, as well as the Financial Instruments and Exchange Act of Japan, against Toshiba Corp., in connection with its alleged accounting fraud and accompanying restatements of its financial reports.
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Volkswagen Bondholders Reliance Allegations Come Under Scrutiny

May 25, 2018 | Blog | By Joel Rothman, Alain Mathieu

This case stems from alleged misstatement made by Volkswagen Group of America Finance (“VWGoAF”) in an Offering Memorandum governing the issuance of three sets of bonds. 
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News & Press

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BOSTON – Mintz is pleased to announce that Alain Mathieu has been included in the Greater Boston Chamber of Commerce’s Ten Outstanding Young Leaders list for 2023.
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Mintz is pleased to announce that 32 attorneys have been named Massachusetts Super Lawyers and 27 attorneys have been named Massachusetts Rising Stars for 2023.
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Mintz is pleased to announce that DC Office Managing Member Michelle Lipkowitz and Associate Courtney Herndon have been selected for the National Black Lawyers (NBL) “Top 100” list. Additionally, Associates Alain Mathieu, Allanah Wynn, Laura Martin, and Chris Lighten have been named to the National Black Lawyers' “Top 40 Under 40”.
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Mintz is pleased to announce that 120 firm attorneys have been recognized as leaders by Best Lawyers® in the 2024 edition of The Best Lawyers in America©.
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35 Mintz attorneys have been named Massachusetts Super Lawyers and 25 Mintz attorneys have been named Massachusetts Rising Stars for 2022.
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Recognition & Awards

  • Diverse Representation (Sports and Entertainment): Ten To Watch In 2024

  • Best Lawyers In America "Ones to Watch": Commercial Litigation (2023-2024)

  • Best Lawyers in America "Ones to Watch": Entertainment and Sports Law (2024)

  • Greater Boston Chamber of Commerce: Ten Outstanding Young Leaders Honoree (2023)

  • The National Black Lawyers Top 40 Under 40 Black Lawyers in Massachusetts (2019-2023)

  • Massachusetts Super Lawyers: Rising Star - Business Litigation (2020-2023)

  • Chambers Diversity & Inclusion Awards- Shortlist - Diversity & Inclusion Future Leader in North America (2021) 

  • The National Black Lawyers Top 40 Under 40 Black Lawyers Nationally (2021)

  • Greater Boston Chamber of Commerce: Boston Future Leaders Program (2021)

  • Massachusetts Supreme Judicial Court Standing Committee on Pro Bono Legal Services - Pro Bono Honor Roll (2020-2021)

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Involvement

  • Advisory Board Member, Concussion Legacy Foundation (2023-present)
  • Advisory Board Member, Harlem Lacrosse Boston (2023 - present)
  • Advisory Board Member, The Foundation to Be Named Later (2023 - present)
  • Board Member, The Wily Network (2021 - present)
  • Committee Member, Boston Bar Association Diversity, Equity, and Inclusion Steering Committee (2020 - present)
  • Co-Chair, Legal Careers Subcommittee of the Boston Bar Association Diversity, Equity, and Inclusion Steering Committee (2020 - present)
  • Committee Member, Boston Bar Association Business and Commercial Litigation Steering Committee (2020 - present)
  • Board Member, Crossroads (2019 - present)
  • Bowdoin Regional Admissions Volunteer Organization Member, Bowdoin College Admissions Office (2014 – present)
  • Alumni Fund Class Agent, Bowdoin College Office of Annual Giving (2012 – present)
  • Friends Committee Member, Action for Boston Community Development (ABCD) (2017 – 2019)
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