Kaoru advises companies on general corporate and securities matters beginning from the formation of the company through exit, whether through a sale of the company or an IPO. His practice spans the firm’s Sustainable Energy & Infrastructure, Life Sciences, and Technology Practices. Kaoru focuses his practice on advising clients on equity financing transactions, capital market transactions, securities law compliance, and general corporate matters within the energy and sustainability and life sciences industries. His experience includes advising startup companies, venture capital funds, and investors in equity financings, convertible note and Simple Agreement for Future Equity (SAFE) financings, and on general corporate matters, and counseling clients on corporate documents in connection with solar, wind, and other renewables projects.
Kaoru acts as outside general counsel for private companies and advises publicly traded clients on SEC reporting and corporate governance obligations.
Kaoru frequently participates in startup competitions as a judge, including the Cleantech Open, and presents on topics related to the formation of startups, capital raising, and securities compliance matters. He enjoys teaching and participating in legal clinics for startups and entrepreneurs, and has taught undergraduate courses in environmental law at Boston College.
Prior to rejoining Mintz in 2021, Kaoru was an associate in a national law firm, where he represented startups, entrepreneurs, investors, and venture capital funds in various fundraising transactions and general corporate matters, and public companies in public offerings and securities compliance matters. He previously worked at Mintz as an Associate in the firm’s Corporate Practice and as a Summer Associate.
Experience
- Represented SOURCE, a hydropanel technology company, in its $130 million Series D financing.
- Represented Aeroseal, a duct and air-sealing technology company, in its $50 million Series B financing.
- Represented ZwitterCO, Inc., a water treatment and separation solution company, in their $33.4 million Series A financing.
- Represented a life sciences company in an at-the-market offering program valued at up to $100 million.
- Represented a life sciences company in a reverse merger IPO and a simultaneous private placement transaction with a total value of approximately $85 million.
- Represented WAVE Equity Partners in their investment in a tankless water heater company focused on residential, commercial, and industrial applications.
- Represented a life sciences company in a two-tranche Series A financing valued at up to $15 million.
- Represented a life sciences company in an $18 million IPO.
- Represented a life sciences company in a three-tranche Series C financing valued at up to $18 million.
- Represented a solar development company in a $25 million growth equity financing.
- Represented an energy efficiency app provider in a $10 million stock purchase acquisition.
- Represented an oncology-focused biotech company in a $50 million Series C financing.
- Represented a public life science company in a follow-on public offering of $345 million of common stock.
- Represented a public life science company in a sell-side merger with a private company that included $87 million in cash, stock, and redeemable notes.
- Represented a deicing service provider in a $95 million sell-side private equity buyout.
- Represent startup companies on formation and corporate structure, including drafting certificates of incorporation with provisions to protect founders’ rights; form of equity incentive plans and stock option agreements; non-disclosure, non-competition and invention assignment agreements; stock restriction and stock purchase agreements; and the filing of 83(b) elections.
viewpoints
Essential Annual Actions for Start-up Boards
March 18, 2024 | Alert | By Kaoru C. Suzuki
As a start-up begins to approach its fiscal year-end, company founders need to be mindful of key annual action items for boards, such as the budget, executive compensation, and other administrative actions.
Energy & Sustainability Connections Newsletter — March 2024
February 27, 2024 | Article | By Thomas R. Burton, III, Sahir Surmeli, Kaoru C. Suzuki
This issue of Energy & Sustainability Connections includes features on Mintz’s commitment to the energy transition with 80+ deal closings totaling $4 billion in the past 12 months and public benefit company Cultivo, a roundup of recent M&A activity in the energy space, energy policy news from Washington, litigation updates, and a list of upcoming industry events.
Energy & Sustainability Legal Feature — Department of Energy Awards $118 Million for Biofuel Projects
February 23, 2023 | Article | By Kaoru C. Suzuki, Alana D. Agron
Read about a Department of Energy (DOE) announcement of $118 million in funding for 17 projects to accelerate the production of sustainable biofuels and the selected projects.
SMART Program Doubles Capacity
January 5, 2022 | Blog | By Kaoru Suzuki
News & Press
Events & Speaking
Recognition & Awards
Best Lawyers in America: Ones to Watch – Corporate Law (2021, 2023 –2024, 2026)
Massachusetts Super Lawyers: Business / Corp list (2023 – 2024)
Ohio Super Lawyers: Ohio Rising Stars list (2021)