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Navigating Capital Markets & Public Company Reporting

What Public Companies Need to Know

The current COVID-19 pandemic and the re-opening of the economy has generated a host of issues for public companies.  The SEC, NYSE, Nasdaq and others are taking actions that continue to impact access to capital markets, financial reporting and disclosure obligations.  Navigating the legal and practical implications of the pandemic is crucial to ensuring compliance with the securities laws and keeping investors fully informed.

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Our Approach

We are continually advising public companies on the quickly changing regulatory landscape as it relates to the COVID-19 pandemic and the re-opening of the economy.  Our national team of experienced securities attorneys understand how access to the capital markets and disclosure obligations are being impacted and we provide practical advice to public companies, underwriters and investors on how to address these matters.

SEC Disclosures
  • Annual filings
  • Press releases
  • Quarterly filings
  • Stock exchange issues
  • Form 8-K filings
  • Shareholder activism
  • Annual shareholders’ meeting (in person or virtual)
  • Insider trading matters
  • Earning announcements
  • Stock repurchases
Transactional
  • IPOs
  • Tender offers
  • Follow-on offerings
  • Mergers & acquisitions
  • PIPEs
  • Reverse mergers
  • Alternative financings
  • SPACs

Our Team

Other COVID-19 Business Issues