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Consumer Financial Protection Bureau Issues Guidance Clarifying Abusiveness Standard

January 27, 2020 | Blog | By Pete Michaels, Michael Pastore

During the Consumer Financial Protection Bureau’s (“CFPB”) symposium series in June 2019, the featured panel discussed whether it was necessary for the Bureau to further define “abusive acts or practices” under the Dodd-Frank Act.
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2020 Exam Priorities of Financial Services Industry

January 22, 2020 | Blog | By Pete Michaels, David L. Ward, Michael Pastore

As they do at this time each year, the SEC Office of Compliance, Inspections and Examinations (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”) recently announced their examination priorities for 2020.
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