Financial Institution Litigation
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Consumer Financial Protection Bureau Issues Guidance Clarifying Abusiveness Standard
January 27, 2020 | Blog | By Pete Michaels, Michael Pastore
During the Consumer Financial Protection Bureau’s (“CFPB”) symposium series in June 2019, the featured panel discussed whether it was necessary for the Bureau to further define “abusive acts or practices” under the Dodd-Frank Act.
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2020 Exam Priorities of Financial Services Industry
January 22, 2020 | Blog | By Pete Michaels, David L. Ward, Michael Pastore
As they do at this time each year, the SEC Office of Compliance, Inspections and Examinations (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”) recently announced their examination priorities for 2020.
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