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Caremark Liability Following the SEC’s New ESG Reporting Requirements

December 16, 2022 | Blog | By Jacob Hupart, Doug Baumstein, Jonathan L. Kravetz, Ellen Shapiro, Will G. McKitterick

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FINRA to Examine Broker-Dealer Crypto Communications

December 1, 2022 | Blog | By Cory S. Flashner, Edmund P. Daley, Christopher D'Aliso

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SEC Adopts New Incentive-Based Compensation "Clawback" Rule

November 30, 2022 | Blog | By Patrick E. McDonough, Xandy Walsh

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Insurance and Financial Services Thumbnail

RIAs Beware: The Pitfalls When Going Straight To The (Out)Source

November 3, 2022 | Blog | By Michael Pastore, Edmund P. Daley

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It Gets BIgger: FINRA Joins the SEC In Bringing Reg BI Enforcement Actions

October 21, 2022 | Blog | By Pete Michaels, Alyssa C. Scruggs

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Complex Commercial Litigation Viewpoints Thumbnail

Significant Unruh Act and ADA Website Accessibility Ruling from the California Court of Appeal

August 23, 2022 | Blog | By Todd Rosenbaum, Adam B. Korn, Macklin W. Thornton

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Securities & Capital Markets Viewpoints Thumbnail

What Public Comments on the SEC’s Proposed Climate-Related Rules Reveal—and the Impact They May Have on the Proposed Rules

July 20, 2022 | Blog | By Jacob Hupart, Megan Gates, William F. Weld, Doug Baumstein, Jennifer Rubin, Will G. McKitterick

This article provides a brief summary of the public comments submitted to the SEC regarding the Commission's proposed climate-related rules, and analyzes and summaries the key points the comments conveyed.
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Insurance and Financial Services Thumbnail

SEC Proposes Regulations to Address “Greenwashing” By Investment Funds

June 13, 2022 | Blog | By Jacob Hupart, Megan Gates, Doug Baumstein, Pete Michaels, William F. Weld, Thomas R. Burton, III, Sahir Surmeli

In this article, Mintz attorneys explore the SEC's recently issued proposed regulations on "greenwashing" and how the rules would effect investment advisers and investment companies if implemented.
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Could A Bored Ape + CryptoPunk + ApeCoin = A Security?

March 18, 2022 | Article | By Edmund P. Daley, Cory S. Flashner, Frank Gerratana

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Securities Litigation Viewpoints Thumbnail
In 2021, approximately on quarter of all federal securities fraud class action lawsuits filed nationwide were against life sciences companies and their officers and directors. These considerations are for directors and officers of life sciences companies looking to manage disclosures and mitigate risk before a suit ever gets filed.
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The U.S. Department of Justice (DOJ) recently announced new efforts to combat constantly evolving cyber threats including the “explosion of ransomware and the abuse of cryptocurrency” and issued a warning to companies, advising them to heighten their defenses against cybercriminals and ransomware.
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